Cecilia Monserrat Corral

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Los Angeles, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
• 03/2020 → Present
  Ubs Financial Services Inc.
  Seal Beach, CA

Previous Registrations

• 2011-01-03 → 2020-01-27
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
  El Segundo, CA
  Beverly Hills, CA
  Los Angeles, CA
  Santa Rosa, CA
  El Segundo, CA
  Charlotte, NC
• 2002-08-14 → 2011-01-03
  Wells Fargo Investments, Llc
  Los Angeles, CA
  Beverly Hills, CA
  Beverly Hills, CA
• 1997-07-08 → 2002-08-05
  Charles Schwab & Co., Inc.
  Los Angeles, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-03-25
• S63 Uniform Securities Agent State Law Examination
  1994-08-10

Other Names

• C Vasquez
• Cecilia Corral
• Cecilia M Vasquez
• Cecilia Monserrat Corral