Best Investors Account Sign in

Jake Patrick Orr

Ubs Financial Services Inc.

Seal Beach, CA

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-02
CA RA APPROVED 2024-09-11
  • TX RA
    APPROVED
    Since 2025-01-02
  • CA RA
    APPROVED
    Since 2024-09-11

Branch Locations

3030 Old Ranch Pkwy Suite 300, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Norman OK 05/2023 04/2024
Southern Plumbing Redondo Beach CA 05/2020 08/2020
Los Alamitos High School Los Alamitos CA 05/2016 05/2020
University Of Oklahoma Norman OK 08/2020 05/2021
Simmzy's Huntington Beach CA 05/2021 08/2021
University Of Oklahoma Norman OK 08/2021 05/2022
Virginia Country Club Long Beach CA 05/2022 08/2022
University Of Oklahoma Norman OK 08/2022 05/2023
Ubs Financial Services Inc. Seal Beach CA 07/2024 Present
  • 05/2023 → 04/2024
    Ameriprise Financial Services, Llc
    Norman, OK
  • 05/2020 → 08/2020
    Southern Plumbing
    Redondo Beach, CA
  • 05/2016 → 05/2020
    Los Alamitos High School
    Los Alamitos, CA
  • 08/2020 → 05/2021
    University Of Oklahoma
    Norman, OK
  • 05/2021 → 08/2021
    Simmzy's
    Huntington Beach, CA
  • 08/2021 → 05/2022
    University Of Oklahoma
    Norman, OK
  • 05/2022 → 08/2022
    Virginia Country Club
    Long Beach, CA
  • 08/2022 → 05/2023
    University Of Oklahoma
    Norman, OK
  • 07/2024 → Present
    Ubs Financial Services Inc.
    Seal Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-11
  • S66 Uniform Combined State Law Examination
    2024-09-11
Other Names
  • Jake Orr

View on SEC IAPD

Other Firms

CHARLES SCHWAB & CO., INC.
J.P. MORGAN SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AMIP MANAGEMENT
MY PORTFOLIO GUIDE, LLC
FINEBERG FINANCIAL MANAGEMENT LLC

Other Investors

MARK KROGULSKI
SHELLEY L CHIDLEY
Richard St John Medina
Hisela Chinchay
Stephen K Moore
Nolan Philip Dunn
STEVE MICHAEL NIGOGHOSSIAN
Hanna M Weintraub

Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
AMIP MANAGEMENT · SEAL BEACH, CA
MY PORTFOLIO GUIDE, LLC · SEAL BEACH, CA
FINEBERG FINANCIAL MANAGEMENT LLC · SEAL BEACH, CA

More in Seal Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor