Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-13 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
3030 Old Ranch Pkwy Suite 300, Seal Beach, CA 90740 • United States
Long Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Los Angeles | CA | 04/1985 | Present |
NATIONAL FUTURES ASSOCIATION/300 SOUTH RIVERSIDE PLAZA, SUITE 1800/CHICAGO, IL 60606-6615/ARBITRATOR/1 HR. PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-11-19 |
Reach out to this advisor