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Brandon Jared Lopez

Ubs Financial Services Inc.

Seal Beach, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-26
  • CA RA
    APPROVED
    Since 2026-08-26

Branch Locations

3030 Old Ranch Pkwy Suite 300, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Seal Beach CA 12/2025 Present
Wells Fargo Los Angeles CA 12/2024 09/2025
Solar Optimum Glendale CA 09/2022 10/2024
World Financial Group Irvine CA 02/2016 05/2020
Raising Canes Huntington Beach CA 06/2020 10/2022
  • 12/2025 → Present
    Ubs Financial Services Inc
    Seal Beach, CA
  • 12/2024 → 09/2025
    Wells Fargo
    Los Angeles, CA
  • 09/2022 → 10/2024
    Solar Optimum
    Glendale, CA
  • 02/2016 → 05/2020
    World Financial Group
    Irvine, CA
  • 06/2020 → 10/2022
    Raising Canes
    Huntington Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-26
  • S66 Uniform Combined State Law Examination
    2025-11-26

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
AMIP MANAGEMENT · SEAL BEACH, CA
MY PORTFOLIO GUIDE, LLC · SEAL BEACH, CA
FINEBERG FINANCIAL MANAGEMENT LLC · SEAL BEACH, CA

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