Best Investors Account Sign in

John Henry

Ubs Financial Services Inc.

Seal Beach, CA

Newport Beach, CA

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-08
  • CA RA
    APPROVED
    Since 2021-03-08

Branch Locations

3030 Old Ranch Pkwy Suite 300, Seal Beach, CA 90740 • United States

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Seal Beach CA 12/2020 Present
Ubs Financial Services Brea CA 01/2020 12/2020
Fitness 19 Covina CA 09/2019 12/2019
American National Pacific Property And Casualty Murrieta CA 05/2019 08/2019
Southcoast Winery Temecula CA 05/2018 08/2018
Full-Time Education Temecula CA 08/2010 08/2018
Full-Time Student Temecula CA 08/2018 05/2019
  • 12/2020 → Present
    Ubs Financial Services
    Seal Beach, CA
  • 01/2020 → 12/2020
    Ubs Financial Services
    Brea, CA
  • 09/2019 → 12/2019
    Fitness 19
    Covina, CA
  • 05/2019 → 08/2019
    American National Pacific Property And Casualty
    Murrieta, CA
  • 05/2018 → 08/2018
    Southcoast Winery
    Temecula, CA
  • 08/2010 → 08/2018
    Full-Time Education
    Temecula, CA
  • 08/2018 → 05/2019
    Full-Time Student
    Temecula, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-08
  • S66 Uniform Combined State Law Examination
    2021-03-08

View on SEC IAPD

Other Firms

CHARLES SCHWAB & CO., INC.
J.P. MORGAN SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AMIP MANAGEMENT
MY PORTFOLIO GUIDE, LLC
FINEBERG FINANCIAL MANAGEMENT LLC

Other Investors

MARK KROGULSKI
SHELLEY L CHIDLEY
Richard St John Medina
Hisela Chinchay
Stephen K Moore
Nolan Philip Dunn
STEVE MICHAEL NIGOGHOSSIAN
Hanna M Weintraub

Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
AMIP MANAGEMENT · SEAL BEACH, CA
MY PORTFOLIO GUIDE, LLC · SEAL BEACH, CA
FINEBERG FINANCIAL MANAGEMENT LLC · SEAL BEACH, CA

More in Seal Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor