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Matthew Anthony Montegani

Ubs Financial Services Inc.

Seal Beach, CA

Westminster, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-20
  • CA RA
    APPROVED
    Since 2023-12-20

Branch Locations

3030 Old Ranch Pkwy Suite 300, Seal Beach, CA 90740 • United States

Westminster, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Costco Wholesale Cypress CA 05/2020 01/2024
Rizzo Financial Group Tempe AZ 09/2022 04/2023
Jamba Juice Westminster CA 08/2018 08/2019
Arizona State University Tempe AZ 08/2019 05/2023
Servite High School Anaheim CA 08/2015 05/2019
Ubs Financial Services Inc. Seal Beach CA 09/2023 Present
  • 05/2020 → 01/2024
    Costco Wholesale
    Cypress, CA
  • 09/2022 → 04/2023
    Rizzo Financial Group
    Tempe, AZ
  • 08/2018 → 08/2019
    Jamba Juice
    Westminster, CA
  • 08/2019 → 05/2023
    Arizona State University
    Tempe, AZ
  • 08/2015 → 05/2019
    Servite High School
    Anaheim, CA
  • 09/2023 → Present
    Ubs Financial Services Inc.
    Seal Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-19
  • S66 Uniform Combined State Law Examination
    2023-12-19

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
AMIP MANAGEMENT · SEAL BEACH, CA
MY PORTFOLIO GUIDE, LLC · SEAL BEACH, CA
FINEBERG FINANCIAL MANAGEMENT LLC · SEAL BEACH, CA

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