Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-03-27
TX RA APPROVED_RES 2015-05-18
CA RA APPROVED 2010-08-02
  • NV RA
    APPROVED
    Since 2025-03-27
  • TX RA
    APPROVED_RES
    Since 2015-05-18
  • CA RA
    APPROVED
    Since 2010-08-02

Branch Locations

Long Beach, CA • United States

3030 Old Ranch Pkwy Suite 300, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Long Beach CA 07/2010 Present
Previous Registrations
  • 2009-06-09 → 2010-07-22
    Woodbury Financial Services, Inc.
    Seal Beach, CA
Other Businesses

1)LOS ALAMITOS TELEVISION CHANNEL 3 / LOCAL TELEVISION STATION FOR LOS ALAMITOS, CA / 3191 KATELLA AVE. LOS ALAMITOS, CA 90720 / STATISTICIAN AND SIDELINE REPORTER FOR HIGH SCHOOL FOOTBALL GAMES / START DATE 09/01/2010 - / WILL THE ACTIVITY/BUSINESS INVOLVE SECURITIES TRADING, INVESTMENT, OR ADVICE? NO / 16 HRS PER MONTH. 2)FRIENDS OF PATHWAYS - STEERING COMMITTEE / 3152 BLUME DRIVE LOS ALAMITOS CA 90720 / EDUCATIONAL / RAISE FUNDS TO SEND POOR, ABUSED WOMEN TO COLLEGE / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / MONTHLY MEETINGS DURING LUNCHTIME / START DATE 03/31/2011. 3)LONG BEACH CAL ALUMNI GROUP / N/A LONG BEACH,CA 90803 / MEMBER OF THE BOARD - START DATE 5/1/2014 4) MemorialCare Community Hospital Long Beach Advisory Board / 1720 Termino Avenue Long Beach,CA 90804 / Company/ Health Care & Pharmaceuticals / hospital and health care services / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Advisory Board / Start Date 07/31/2017 / 5)Leadership Long Beach / 638 Alamitos Avenue Long Beach, CA 90802 / Charity/ Education / leadership programs in the city of Long Beach / Member of Board of directors / Attend board meetings and help guide the program throughout the next few years / Start Date 7/12/2019 6)St. Mary Medical Center Foundation Board of Trustees and Investment Committee Member / 1050 Linden Avenue, Long Beach, CA 90813 / https://www.supportstmary.org / hospital and health care services / Foundation Board of Trustees and Investment Committee board member No / No / Yes / Start Date 11/1/2018 / 7) Pathways to Independence / PO Box 43Los AlamitosCA90720 / raise funds to send poor, abused women to college and therapy with mentorship / VP Treasurer, oversee budget, spending, protocol / Member of Board of directors / 1/18/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-02
  • S66 Uniform Combined State Law Examination
    2009-06-02

View on SEC IAPD

More in Long Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor