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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-03-27 |
| TX | RA | APPROVED_RES | 2015-05-18 |
| CA | RA | APPROVED | 2010-08-02 |
Branch Locations
Long Beach, CA • United States
3030 Old Ranch Pkwy Suite 300, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Long Beach | CA | 07/2010 | Present |
1)LOS ALAMITOS TELEVISION CHANNEL 3 / LOCAL TELEVISION STATION FOR LOS ALAMITOS, CA / 3191 KATELLA AVE. LOS ALAMITOS, CA 90720 / STATISTICIAN AND SIDELINE REPORTER FOR HIGH SCHOOL FOOTBALL GAMES / START DATE 09/01/2010 - / WILL THE ACTIVITY/BUSINESS INVOLVE SECURITIES TRADING, INVESTMENT, OR ADVICE? NO / 16 HRS PER MONTH. 2)FRIENDS OF PATHWAYS - STEERING COMMITTEE / 3152 BLUME DRIVE LOS ALAMITOS CA 90720 / EDUCATIONAL / RAISE FUNDS TO SEND POOR, ABUSED WOMEN TO COLLEGE / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / MONTHLY MEETINGS DURING LUNCHTIME / START DATE 03/31/2011. 3)LONG BEACH CAL ALUMNI GROUP / N/A LONG BEACH,CA 90803 / MEMBER OF THE BOARD - START DATE 5/1/2014 4) MemorialCare Community Hospital Long Beach Advisory Board / 1720 Termino Avenue Long Beach,CA 90804 / Company/ Health Care & Pharmaceuticals / hospital and health care services / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Advisory Board / Start Date 07/31/2017 / 5)Leadership Long Beach / 638 Alamitos Avenue Long Beach, CA 90802 / Charity/ Education / leadership programs in the city of Long Beach / Member of Board of directors / Attend board meetings and help guide the program throughout the next few years / Start Date 7/12/2019 6)St. Mary Medical Center Foundation Board of Trustees and Investment Committee Member / 1050 Linden Avenue, Long Beach, CA 90813 / https://www.supportstmary.org / hospital and health care services / Foundation Board of Trustees and Investment Committee board member No / No / Yes / Start Date 11/1/2018 / 7) Pathways to Independence / PO Box 43Los AlamitosCA90720 / raise funds to send poor, abused women to college and therapy with mentorship / VP Treasurer, oversee budget, spending, protocol / Member of Board of directors / 1/18/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-02 |
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