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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-03-27
SC RA APPROVED 2023-08-16
AL RA APPROVED 2023-07-13
TX RA APPROVED_RES 2008-06-09
CA RA APPROVED 2005-09-01
  • NV RA
    APPROVED
    Since 2025-03-27
  • SC RA
    APPROVED
    Since 2023-08-16
  • AL RA
    APPROVED
    Since 2023-07-13
  • TX RA
    APPROVED_RES
    Since 2008-06-09
  • CA RA
    APPROVED
    Since 2005-09-01

Branch Locations

Rossmoor , CA • United States

3030 Old Ranch Pkwy Suite 300, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Long Beach CA 03/2004 Present
  • 03/2004 → Present
    Ubs Financial Services
    Long Beach, CA
Other Businesses

Provisors / 15165 Ventura Blvd., Suite 425 Sherman Oaks,CA 91403 / Company/ Other Networking organization / Professional Networking Organization / Other / Group Leader for Long Beach Chapter / I lead the meetings and run the group / Start Date 6/1/09 / I attend networking meetings Able ARTS Work / 3626 E. Pacific Coast Highway Long Beach,CA 90804 / Other/ Education / Arts and Services for Disabled Adults / Other / I will volunteer on their Gala event planning committee / Ensure that the gala is well attended, â?¢ Spread understanding about Able ARTS Work to the broader community, especially to thought and opinion leade / Start Date 01/17/2017/ Nonprofit / Attend 5 lunch meetings Memorial Medical Center Foundation / 2801 Atlantic Avenue Long Beach,CA 90806 / Foundation/ Health Care & Pharmaceuticals / Healthcare / Other / Committee member of Dancing For Our Stars / Event planning and Dancer Liasion / Start ate 11/16/2015 /We meet once a month during lunch CFP Board, CE Sponsor / 1425 K Street NW #800 Washington, DC,20005 / United States / No / Active / www.cfp.net / I would be a CE Sponsor/Presenter of their CFP Ethics Presentation. I would be able to present a presentation that the CFP Board has created and has been pre-accepted for CE credit. / Start Date 7/25/2019 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-31
  • S66 Uniform Combined State Law Examination
    2005-08-31
Designations
Other Names
  • Natalie G. Brownfield
  • Natalie Gail Brownfield

View on SEC IAPD

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