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Teresa M Uzeta

Ubs Financial Services Inc.

Newport Beach, CA

Los Alamitos, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-09
CA RA APPROVED 2017-05-08
  • TX RA
    APPROVED_RES
    Since 2017-05-09
  • CA RA
    APPROVED
    Since 2017-05-08

Branch Locations

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Los Alamitos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seal Beach CA 05/2014 05/2017
Ubs Financial Services Inc Seal Beach CA 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-23
  • S66 Uniform Combined State Law Examination
    2014-01-23
Other Names
  • Teresa Marie Mcgovern
  • Teresa Marie Mcgovern
  • Teresa Marie Uzeta
  • Teresa M Uzeta

View on SEC IAPD

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