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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-22 |
| TX | RA | APPROVED | 2021-06-22 |
Branch Locations
660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Mission Viejo | CA | 02/2000 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mission Viejo | CA | 11/2016 | 06/2021 |
| J.P. Morgan Securities Llc | Newport Beach | CA | 06/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Newport Beach | CA | 06/2021 | Present |
Effective 6/7/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-30 |
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