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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-02-09 |
| CA | RA | APPROVED | 2011-01-18 |
Branch Locations
660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Newport Beach | CA | 01/2011 | Present |
| Wjs Inc. | Tucson | AZ | 07/2016 | Present |
| Jpmorgan Chase Bank, N.A. | Newport Beach | CA | 01/2011 | Present |
Entity Name: WJS Inc. Investment related: Yes "Address: 9239 N. Montierra Place Tucson, AZ 85742" Nature of the other business: Oil & Gas Position/Title/Relationship: Board Member Start Date: 11/27/2016 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a small company my mother sat up and ran. WJS receives small royalties from old interests (oil & gas) in Kansas. I am the VP in case something happens to my sister who is the President. I spend no time on WJS, Inc. Entity Name: WJS Inc. Investment related: Yes "Address: 9239 N. Montierra Place Tucson, AZ 85742" Nature of the other business: Oil & Gas Position/Title/Relationship: Employee/Contractor Start Date: 7/27/2016 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a small company my mother sat up and ran. WJS receives small royalties from old interests (oil & gas) in Kansas. I am the VP in case something happens to my sister who is the President. I spend no time on WJS, Inc. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-18 |
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