Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-09
CA RA APPROVED 2011-01-18
  • TX RA
    APPROVED_RES
    Since 2017-02-09
  • CA RA
    APPROVED
    Since 2011-01-18

Branch Locations

660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Newport Beach CA 01/2011 Present
Wjs Inc. Tucson AZ 07/2016 Present
Jpmorgan Chase Bank, N.A. Newport Beach CA 01/2011 Present
  • 01/2011 → Present
    Newport Beach, CA
  • 07/2016 → Present
    Wjs Inc.
    Tucson, AZ
  • 01/2011 → Present
    Jpmorgan Chase Bank, N.A.
    Newport Beach, CA
Previous Registrations
Other Businesses

Entity Name: WJS Inc. Investment related: Yes "Address: 9239 N. Montierra Place Tucson, AZ 85742" Nature of the other business: Oil & Gas Position/Title/Relationship: Board Member Start Date: 11/27/2016 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a small company my mother sat up and ran. WJS receives small royalties from old interests (oil & gas) in Kansas. I am the VP in case something happens to my sister who is the President. I spend no time on WJS, Inc. Entity Name: WJS Inc. Investment related: Yes "Address: 9239 N. Montierra Place Tucson, AZ 85742" Nature of the other business: Oil & Gas Position/Title/Relationship: Employee/Contractor Start Date: 7/27/2016 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a small company my mother sat up and ran. WJS receives small royalties from old interests (oil & gas) in Kansas. I am the VP in case something happens to my sister who is the President. I spend no time on WJS, Inc. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-06
S63 Uniform Securities Agent State Law Examination 1986-08-18
  • S65 Uniform Investment Adviser Law Examination
    1992-02-06
  • S63 Uniform Securities Agent State Law Examination
    1986-08-18
Other Names
  • Bruce Kent Lyle

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newport Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor