Best Investors
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Best Investors
Account
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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-20 |
Branch Locations
3030 Old Ranch Pkwy Suite 300, Seal Beach, CA 90740 • United States
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Newport Beach | CA | 01/2013 | 05/2017 |
| Jp Morgan Securities Llc | Newport Beach | CA | 02/2013 | 05/2017 |
| Citigroup | Lakewood | CA | 05/2017 | 03/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seal Beach | CA | 03/2021 | 12/2022 |
| Bank Of America, N.A. | Seal Beach | CA | 03/2021 | 12/2022 |
| Ubs Financial Services, Inc. | Seal Beach | CA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-18 |
| S65 | Uniform Investment Adviser Law Examination | 2012-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-18 |
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