Gino R Stumpo

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Ubs Financial Services Inc.
  Long Beach, CA

Other Businesses

PACIFIC HOSPITALITY DESIGN / 2620 S. MALT AVE. COMMERCE,CA 90040 / COMPANY/ OTHER FURNITURE MANUFACTOR AND DESIGN / THE COMPANY BUILDS CUSTOM FURNITURE / SALES CYCLE / START DATE 3/5/2015 NA / 2620 S. Malt Ave.CommerceCa90040 / A commercial building held within my father in law's trust which my wife is trustee. They assistance with the rental lease. / Assisting my wife and father in law (Gilbert Martinez) with the rental lease for a commercial building they own. / I will be assisting my wife and father in law with the rental lease of a commercial building. My wife has POA and needs financial guidance. / Advisor or advisory group member if advice given may influence an officer/board / 4/26/2022

Exams

• S66 Uniform Combined State Law Examination
  2000-05-05