UBS FINANCIAL SERVICES INC.

1200 PROSPECT STREET Suite 100, LA JOLLA, CA 92037

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Registered Advisors 34

MICHAEL T. TUSAN ALBERT EDWIN SCHOMBS MICHELLE ANE'ERIN Hollaender NICHOLE ELIZABETH ELIZABETH ADAMS LAURA FETTERMAN ALEXANDER HOWELL Katherine Rose Tschida William David Campana David James Cynkin Robert Ming-Li Liu PETER DONALD MARTIN FRANK FREDERICK BALDWIN STEPHEN JOHN SEIBER MICHAEL DONALD QUARANTA GLENN LOUIS SAGE GERALD CARL GOLDMANN SCOTT JEFFREY SUGARMAN LISA JEAN LICINI RACHEL A. ARENDT JESSIE LEIGH DECK Anton Tkachenko LISA MARIE ARMACOST Karina Mendoza Hailey Petry Trevor Howard Christian Edward Seiber JEFFREY ROBERTS DUNIGAN LYNN DEVERE HUNTER BRIAN JAY DONALDSON GREGG HOBART PALMER KURT BRONSON HOFFMAN Edward A Gabrielyan Catherine Miller Conway GLENN ALLEN MOSIER

Name
MICHAEL T. TUSAN
ALBERT EDWIN SCHOMBS
MICHELLE ANE'ERIN Hollaender
NICHOLE ELIZABETH ELIZABETH ADAMS
LAURA FETTERMAN
ALEXANDER HOWELL
Katherine Rose Tschida
William David Campana
David James Cynkin
Robert Ming-Li Liu
PETER DONALD MARTIN
FRANK FREDERICK BALDWIN
STEPHEN JOHN SEIBER
MICHAEL DONALD QUARANTA
GLENN LOUIS SAGE
GERALD CARL GOLDMANN
SCOTT JEFFREY SUGARMAN
LISA JEAN LICINI
RACHEL A. ARENDT
JESSIE LEIGH DECK
Anton Tkachenko
LISA MARIE ARMACOST
Karina Mendoza
Hailey Petry
Trevor Howard
Christian Edward Seiber
JEFFREY ROBERTS DUNIGAN
LYNN DEVERE HUNTER
BRIAN JAY DONALDSON
GREGG HOBART PALMER
KURT BRONSON HOFFMAN
Edward A Gabrielyan
Catherine Miller Conway
GLENN ALLEN MOSIER

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Address

Street	1200 PROSPECT STREET Suite 100
City	LA JOLLA
State	CA
ZIP	92037
Country	United States

Firm

UBS FINANCIAL SERVICES INC.

Legal Name	UBS FINANCIAL SERVICES INC.
SEC #	801-7163
CRD #	8174
Region	NYRO
Umbrella	N

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