Best Investors Account Sign in
Inactive

Lawrence Shaw Speidell

Frontier Global Partners LLC

La Jolla, CA

CRD 1093971

Claim This Profile
Employer firm

Frontier Global Partners LLC CRD 145341

$713M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Frontier Global Partners Llc

7817 Ivanhoe Avenue Suite 200, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-07-21
  • CA RA
    APPROVED
    Since 2008-07-21

Branch Locations

7817 Ivanhoe Avenue Suite 200, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frontier Market Asset Management, Llc La Jolla CA 09/2007 Present
  • 09/2007 → Present
    Frontier Market Asset Management, Llc
    La Jolla, CA
Previous Registrations
  • 2006-07-28 → 2008-01-03
    Krohne Capital, Llc
    Gruenwald
  • 1997-07-08 → 2003-01-14
    Nicholas-Applegate Capital Management Llc
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-23
S63 Uniform Securities Agent State Law Examination 1983-03-02
  • S65 Uniform Investment Adviser Law Examination
    1994-06-23
  • S63 Uniform Securities Agent State Law Examination
    1983-03-02
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

ALPHACORE CAPITAL LLC
UBS FINANCIAL SERVICES INC.
WEDBUSH SECURITIES INC.

Nearby Investors

TIMOTHY SMITH CALLAN
KYLE ANDREW KRAUS
CHRIS JAMES MAUDLIN

Nearby Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA

More in La Jolla, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor