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Chris James Maudlin

Alphacore Capital LLC

La Jolla, CA

CRD 4863655

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Employer firm

Alphacore Capital LLC CRD 174346

$13.0B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alphacore Capital Llc

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-03-19
CA RA APPROVED 2025-01-01
CO RA APPROVED 2025-01-01
WI RA APPROVED 2025-01-01
NY RA APPROVED 2021-08-31
CT RA APPROVED 2020-09-28
IL RA APPROVED 2020-09-28
TX RA APPROVED 2020-09-28
  • IN RA
    APPROVED
    Since 2026-03-19
  • CA RA
    APPROVED
    Since 2025-01-01
  • CO RA
    APPROVED
    Since 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01
  • NY RA
    APPROVED
    Since 2021-08-31
  • CT RA
    APPROVED
    Since 2020-09-28
  • IL RA
    APPROVED
    Since 2020-09-28
  • TX RA
    APPROVED
    Since 2020-09-28

Branch Locations

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Altegris Investments La Jolla CA 07/2009 09/2020
Alphacore Capital Llc La Jolla CA 09/2020 Present
  • 07/2009 → 09/2020
    Altegris Investments
    La Jolla, CA
  • 09/2020 → Present
    La Jolla, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-05
S63 Uniform Securities Agent State Law Examination 2004-10-19
  • S66 Uniform Combined State Law Examination
    2018-03-05
  • S63 Uniform Securities Agent State Law Examination
    2004-10-19

View on SEC IAPD

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