Nathan David Stewart

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-09-25

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade	St. Louis	MO	12/2013	03/2018
Wells Fargo Clearing Services, Llc	Denver	CO	03/2018	01/2019
E*Trade Securities Llc	Centennial	CO	01/2019	02/2020
E*Trade Capital Management Llc	Centennial	CO	01/2019	02/2020
E*Trade Securities Llc	Centennial	CO	02/2020	03/2021
E*Trade Capital Management Llc	Centennial	CO	02/2020	03/2021
Capital Advisors, Inc.	Denver	CO	03/2021	09/2024
Quasar Distributors, Llc	Denver	CO	06/2021	10/2022
Alphacore Capital, Llc	La Jolla	CA	09/2024	Present

2021-04-06 → 2024-09-20

Capital Advisors, Inc.

Tulsa, OK

Denver, CO
2019-02-21 → 2021-03-19

Harrisdirect Llc

Centennial, CO

Arlington, VA
2018-03-05 → 2019-01-09

Wells Fargo Clearing Services, Llc

Denver, CO
2014-03-20 → 2018-03-09

Scottrade Investment Management

Saint Louis, MO

Westminster, CO
2012-08-07 → 2013-12-09

Harrisdirect Llc

Arlington, VA

Boston, MA
2010-03-10 → 2011-08-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, ME
2008-03-11 → 2009-12-04

Strategic Advisers Llc

Framingham, MA

1) Rental Property; Non-investment Related; Denver, CO; Owner; Start 8/2019; 1 hour per month, w 0 during trading hours; Landlord for the property

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-08
S63	Uniform Securities Agent State Law Examination	2006-01-31

Other Firms