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Adam Toth

Wells Fargo Clearing Services, LLC

Pepper Pike, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-07-10
CO RA APPROVED 2020-12-18
MI RA APPROVED 2014-06-18
  • OH RA
    APPROVED
    Since 2026-07-10
  • CO RA
    APPROVED
    Since 2020-12-18
  • MI RA
    APPROVED
    Since 2014-06-18

Branch Locations

30050 Chagrin Blvd Ste 150, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ann Arbor MI 06/2014 11/2016
Wells Fargo Clearing Services, Llc Ann Arbor MI 11/2016 Present
Previous Registrations
  • 2010-09-24 → 2014-06-17
    Edward Jones
    Grass Lake, MI
    Ann Arbor, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-28
S63 Uniform Securities Agent State Law Examination 2005-06-24
  • S66 Uniform Combined State Law Examination
    2010-07-28
  • S63 Uniform Securities Agent State Law Examination
    2005-06-24
Other Names
  • Toth

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH
PNC WEALTH MANAGEMENT LLC · PEPPER PIKE, OH

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