Best Investors
Account
Sign in
1200 Prospect St Suite 200, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-16 |
Branch Locations
1200 Prospect St Suite 200, La Jolla, CA 92037 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services I | Peoria | AZ | 03/2016 | 10/2016 |
| The Vanguard Group Inc | Scottsdale | AZ | 11/2016 | 04/2019 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2019 | 09/2021 |
| Unemployed | Peoria | AZ | 04/2019 | 11/2019 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 09/2021 | 04/2023 |
| Cipw Service Company, Llc | Toronto | 04/2023 | 07/2023 | |
| Corient | San Diego | CA | 04/2023 | 04/2024 |
| Corient Services Llc | Miami | FL | 07/2023 | 04/2024 |
| Alphacore Capital, Llc | San Diego | CA | 05/2024 | Present |
Freelance musical artist; Non-investment related; Various venues; Music; Musician; 10/2023; 5 hours per month, none during business hours; Musical performance.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-04-21 |
| S65 | Uniform Investment Adviser Law Examination | 2002-04-12 |
Reach out to this advisor