Kyle Andrew Kraus

Employer firm

Alphacore Capital LLC CRD 174346

$13.0B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Alphacore Capital Llc

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-05-16

CA RA
APPROVED

Since 2024-05-16

Branch Locations

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services I	Peoria	AZ	03/2016	10/2016
The Vanguard Group Inc	Scottsdale	AZ	11/2016	04/2019
Financial Engines Advisors L.L.C.	Sunnyvale	CA	11/2019	09/2021
Unemployed	Peoria	AZ	04/2019	11/2019
Financial Engines Advisors L.L.C.	Santa Clara	CA	09/2021	04/2023
Cipw Service Company, Llc	Toronto		04/2023	07/2023
Corient	San Diego	CA	04/2023	04/2024
Corient Services Llc	Miami	FL	07/2023	04/2024
Alphacore Capital, Llc	San Diego	CA	05/2024	Present

03/2016 → 10/2016

Ameriprise Financial Services I

Peoria, AZ
11/2016 → 04/2019

The Vanguard Group Inc

Scottsdale, AZ
11/2019 → 09/2021

Financial Engines Advisors L.L.C.

Sunnyvale, CA
04/2019 → 11/2019

Unemployed

Peoria, AZ
09/2021 → 04/2023

Financial Engines Advisors L.L.C.

Santa Clara, CA
04/2023 → 07/2023

Cipw Service Company, Llc

Toronto
04/2023 → 04/2024

Corient

San Diego, CA
07/2023 → 04/2024

Corient Services Llc

Miami, FL
05/2024 → Present

Alphacore Capital, Llc

San Diego, CA

Previous Registrations

2023-05-23 → 2024-05-09

Corient

San Diego, CA

Miami, FL
2019-11-15 → 2023-04-14

Edelman Financial Engines

Phoenix, AZ
2016-11-14 → 2019-05-01

Vanguard Advisers, Inc.

Scottsdale, AZ
2016-04-07 → 2016-10-21

Ameriprise Financial Services, Llc

Peoria, AZ

Glendale, AZ
2015-06-11 → 2016-03-22

Wells Fargo Clearing Services, Llc

Peoria, AZ
2014-05-14 → 2015-03-09

Principal Securities, Inc.

Phoenix, AZ
2012-01-03 → 2013-12-09

Schwab Wealth Advisory, Inc.

Phoenix, AZ
2008-10-29 → 2011-12-31

Charles Schwab & Co., Inc.

Phoenix, AZ

Phoenix, AZ
2008-05-15 → 2008-08-07

Chase Investment Services Corp.

Anthem,, AZ

Phoenix, AZ
2006-10-03 → 2007-11-20

Applied Strategies And Counsel, Inc.

Scottsdale, AZ
2002-05-20 → 2006-08-08

Brandes Investment Partners, Lp

San Diego, CA

Other Businesses

Freelance musical artist; Non-investment related; Various venues; Music; Musician; 10/2023; 5 hours per month, none during business hours; Musical performance.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-04-21
S65	Uniform Investment Adviser Law Examination	2002-04-12

S63 Uniform Securities Agent State Law Examination

2009-04-21
S65 Uniform Investment Adviser Law Examination

2002-04-12

Designations

Certified Financial Planner

Other Names

Kyle Andrew Kraus
Kyle Kraus

View on SEC IAPD