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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-10-31 |
| TX | RA | APPROVED | 2008-10-30 |
Branch Locations
1200 Prospect Street Suite 100, La Jolla, CA 92037 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | La Jolla | CA | 10/2008 | Present |
INNOVATION AND INVESTMENTS LLC, NOT INVESTMENT RELATED, PO BOX 1401 LA JOLLA CA, LLC HOLDS REAL EASTATE HOLDINGS, CO-OWNER, BEGAN 8/1999, 1 HOUR / MONTH, NOT DURING BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-08 |
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