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Samuel Joseph Woo

Alphacore Capital LLC

La Jolla, CA

Rockville, MD

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Current Employers
Alphacore Capital Llc

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-11-04
  • MD RA
    APPROVED
    Since 2025-11-04

Branch Locations

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

3202 Tower Oaks Blvd. Ste. 400, Rockville, MD 20852-4219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spc Financial, Inc. Rockville MD 08/2023 11/2025
Raymond James Financial Services, Inc. Rockville MD 08/2023 09/2024
Virginia Commwealth University Richmond VA 08/2019 05/2023
Unemployed Richmond VA 05/2023 08/2023
High School Westminster MD 08/2015 05/2019
Unemployed Westminster MD 05/2019 08/2019
Alphacore Capital Llc La Jolla CA 11/2025 Present
  • 08/2023 → 11/2025
    Spc Financial, Inc.
    Rockville, MD
  • 08/2023 → 09/2024
    Raymond James Financial Services, Inc.
    Rockville, MD
  • 08/2019 → 05/2023
    Virginia Commwealth University
    Richmond, VA
  • 05/2023 → 08/2023
    Unemployed
    Richmond, VA
  • 08/2015 → 05/2019
    High School
    Westminster, MD
  • 05/2019 → 08/2019
    Unemployed
    Westminster, MD
  • 11/2025 → Present
    Alphacore Capital Llc
    La Jolla, CA
Previous Registrations
  • 2025-10-31 → 2025-11-11
    Spc Financial Inc
    Rockville, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-30
  • S65 Uniform Investment Adviser Law Examination
    2025-10-30
Other Names
  • Sam Woo
  • Samuel J Woo

View on SEC IAPD

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