Glenn Louis Sage

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-10-27
CA	RA	APPROVED	2009-01-30

TX RA
APPROVED_RES

Since 2015-10-27
CA RA
APPROVED

Since 2009-01-30

Branch Locations

1200 Prospect Street Suite 100, La Jolla, CA 92037 • United States

Del Mar, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	La Jolla	CA	01/2009	Present

01/2009 → Present

Ubs Financial Services Inc

La Jolla, CA

Previous Registrations

2007-04-02 → 2009-02-02

Morgan Stanley & Co. Llc

La Jolla, CA
1997-07-08 → 2007-04-02

Morgan Stanley Dw Inc.

Lajolla, CA

La Jolla, CA

Other Businesses

1) L.B. Grand children's Trust/ Los Altos, Ca United States94024/ Assets to be used to educate grantors Grandkids/ start date: 2/11/2009.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-02-03

S63 Uniform Securities Agent State Law Examination

1987-02-03

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

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