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Lisa Marie Armacost

Ubs Financial Services Inc.

La Jolla, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-29
  • CA RA
    APPROVED
    Since 2020-06-29

Branch Locations

1200 Prospect Street Suite 100, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. La Jolla CA 09/2011 08/2020
Ubs Financial Services, Inc. La Jolla CA 08/2023 Present
Ubs Financial Services, Inc. La Jolla CA 03/2022 08/2023
Ubs Financial Services, Inc. La Jolla CA 08/2020 03/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-27
  • S66 Uniform Combined State Law Examination
    2020-06-27
Designations
Other Names
  • Lisa Armacost Hardy

View on SEC IAPD

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Samuel Joseph Woo
David Michael Jude Curiel

Other Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA
WEDBUSH SECURITIES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
HAMILTON MANOR & ASSOCIATES · LA JOLLA, CA
TORREYANA CAPITAL · LA JOLLA, CA
INTEGRATED WEALTH CONCEPTS LLC · LA JOLLA, CA
MORGAN STANLEY · La Jolla, CA

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