Michael Donald Quaranta

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1986 → Present
  Ubs Financial Services Inc.
  La Jolla, CA

Other Businesses

Summerlin Investments, LLC / 3579 Valley Centre Drive, Suite 125San DiegoCalifornia92130 / Title of primary residence is held in this LLC. We use the LLC protect our family from a felonious step-son who has threatened harm to us; 3-years incarcerated, close to being released. To add to the limited protection of an active restraining order. No other asset is held / no business activities are conducted in this LLC. /Role - Member of Board of Directors./Duty - I observe the title of my primary residence being held in this LLC. / 5/22/2020/ Compensation - No

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-23
• S63 Uniform Securities Agent State Law Examination
  1986-07-24

Other Names

• Michael D Quaranta