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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-25 |
Branch Locations
1200 Prospect Street Suite 100, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| N/A | Ojai | CA | 08/2015 | 05/2019 |
| N/A | Los Angeles | CA | 08/2019 | 05/2023 |
| Amazon | San Bernardino | CA | 06/2022 | 08/2022 |
| Charles Schwab & Co., Inc. | San Diego | CA | 06/2023 | 10/2024 |
| Ubs Financial Services Inc | La Jolla | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-23 |
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