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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-15
  • CA RA
    APPROVED
    Since 2024-07-15

Branch Locations

1200 Prospect Street Suite 100, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs La Jolla CA 09/2022 Present
Peregrine Music San Diego CA 10/2019 10/2022
Self-Employed San Diego CA 07/2017 Present
Mission Bay High School San Diego CA 09/2014 06/2017
  • 09/2022 → Present
    Ubs
    La Jolla, CA
  • 10/2019 → 10/2022
    Peregrine Music
    San Diego, CA
  • 07/2017 → Present
    Self-Employed
    San Diego, CA
  • 09/2014 → 06/2017
    Mission Bay High School
    San Diego, CA
Other Businesses

I occasionally work as a pianist. No regular engagements, but I play at a few restaurants and tutor a few students. Compensation rarely exceeds $200 for an hour's work, and hours do not exceed 15 in a month but are typically under 5.Start date 4/28/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-15
  • S66 Uniform Combined State Law Examination
    2024-07-15

View on SEC IAPD

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