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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-02-05 |
| SC | RA | APPROVED | 2016-01-15 |
Branch Locations
1200 Prospect Street Suite 100, La Jolla, CA 92037 • United States
600 West Broadway Suite 2100, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Diego | CA | 01/2016 | Present |
NAME OF BUSINESS : IT'S NOT A BUSINESS; I JUST RENT OUT TWO PROPERTIES I OWN ADDRESS: CHARLESTON, SC NATURE OF THE BUSINESS: RENTAL REAL ESTATE POSITION/TITLE: PROPRIETOR/OWNER INVESTMENT RELATED:NO START DATE: 12/01/2013 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 8 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: PROPERTY OWNER / LANDLORD Rental Property owned by Rachel and Chad Arendt / 2254 Caminito Pajarito #130 San Diego,CA 92107 / Other/ Real Estate / owner and property manager of rental property / Proprietor / owner / property manager / Start Date 5/1/2018 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-07 |
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