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Lynn Devere Hunter

Ubs Financial Services Inc.

La Jolla, CA

La Jolla, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-15
  • CA RA
    APPROVED
    Since 2020-09-15

Branch Locations

1200 Prospect Street Suite 100, La Jolla, CA 92037 • United States

La Jolla, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley La Jolla CA 12/2014 08/2020
Ubs Financial Services Inc La Jolla CA 09/2020 Present
Previous Registrations
  • 2015-01-06 → 2020-08-21
    Morgan Stanley
    La Jolla, CA
    San Diego, CA
  • 2011-01-03 → 2013-11-27
    Wells Fargo Clearing Services, Llc
    San Diego, CA
    Minneapolis, MN
  • 2004-09-11 → 2011-01-03
    Wells Fargo Investments, Llc
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2001-03-16 → 2004-09-08
    Morgan Stanley Dw Inc.
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-20
  • S66 Uniform Combined State Law Examination
    2000-04-20

View on SEC IAPD

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Other Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA
WEDBUSH SECURITIES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
HAMILTON MANOR & ASSOCIATES · LA JOLLA, CA
TORREYANA CAPITAL · LA JOLLA, CA
INTEGRATED WEALTH CONCEPTS LLC · LA JOLLA, CA
MORGAN STANLEY · La Jolla, CA

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