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7817 Ivanhoe Avenue Suite 200, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-03-20 |
Branch Locations
7817 Ivanhoe Avenue Suite 200, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hav Capital Llc | La Jolla | CA | 01/2013 | 04/2018 |
| Frontier Global Partners Llc | La Jolla | CA | 04/2018 | Present |
1) Viginia Tech Board of Visitors - Not investment related, Blacksburg, VA, education, Rector- Volunteer on the University Board, 07/2014, 10 hours per month, no hours during securities trading hours. 2) Virginia Tech Foundation - Not investment related, Blacksburg, VA, foundation supporting educational activities of Virginia Tech, Board Member - Volunteer to help the foundation management and help with fund raising, 07/2019, 1 hour per month, no hours during trading hours. 3) Association of Governing Boards of Universities and Colleges - Not investment related, Washington, DC, education, Board Member - Volunteer to help guide the organization in its mission to help university and college board members, 07/2015, 1 hour per month, no hours during trading hours. 4) 3Foot Air LLC - Not investment related, La Jolla, CA, aircraft ownership and management, Managing Member and Owner - manage an airplane, 09/2008, 10 hours per month, no hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-09-16 |
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