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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-01 |
| CA | RA | APPROVED | 2010-04-30 |
Branch Locations
1200 Prospect Street Suite 100, La Jolla, CA 92037 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | La Jolla | CA | 04/2010 | Present |
Balboa Park Cultural Partnership / 1549 El Prado, Suite 4 San Diego, CA 92101 / Other/ Charities, Cultural, Educational & Political Organisations / 501c3 cultural institution collaborative / Other / audit committee / approve annual audit / Start Date 01/01/2015 The William Hall & Ruth Rathell Tippett Foundation, Grantmaking, Board officer: Sec'y & CFO, Authorized signer on Vanguard investment acct (endowment), start date-11/5/2015, California USA92008.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-22 |
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