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Michelle Ane'ERin Hollaender

Ubs Financial Services Inc.

La Jolla, CA

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-21
  • CA RA
    APPROVED
    Since 2016-11-21

Branch Locations

1200 Prospect Street Suite 100, La Jolla, CA 92037 • United States

17180 Bernardo Center Drive Suite 100, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
My Home San Diego CA 06/2016 10/2016
Ubs San Diego CA 10/2016 Present
  • 06/2016 → 10/2016
    My Home
    San Diego, CA
  • 10/2016 → Present
    Ubs
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-09
S65 Uniform Investment Adviser Law Examination 2002-06-24
S63 Uniform Securities Agent State Law Examination 2000-12-12
  • S66 Uniform Combined State Law Examination
    2006-01-09
  • S65 Uniform Investment Adviser Law Examination
    2002-06-24
  • S63 Uniform Securities Agent State Law Examination
    2000-12-12
Other Names
  • Almond
  • Cundy
  • Michelle Theisen
  • Michelle Sexton
  • Michelle Ane'ERin Theisen
  • Michelle A Sexton
  • Michelle Ane'ERin Sexton
  • Michelle A Hollaender

View on SEC IAPD

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