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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-03-27 |
| CA | RA | APPROVED | 2012-07-04 |
Branch Locations
370-17Th Street, Denver, CO 80202 • United States
205 Detroit Street 5Th Floor, Denver, CO 80206 • United States
1200 Prospect Street Suite 100, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | La Jolla | CA | 10/2006 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-03 |
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