Nicholas Dean Phillips

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-26
CO	RA	APPROVED	2018-10-25

TX RA
APPROVED

Since 2020-03-26
CO RA
APPROVED

Since 2018-10-25

Branch Locations

3033 East 1St Avenue Suite 820, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Denver	CO	08/2018	Present
Lxtc Lacrosse	Denver	CO	01/2018	08/2018
Morgan Stanley	Denver	CO	05/2017	01/2018
Lxtc Lacrosse	Denver	CO	08/2016	05/2017
Mbhe Holdings	Denver	CO	05/2016	09/2016
University Of Denver	Denver	CO	01/2007	05/2018
Morgan Stanley Private Bank, N.A.	New York	NY	09/2018	Present

08/2018 → Present

Morgan Stanley

Denver, CO
01/2018 → 08/2018

Lxtc Lacrosse

Denver, CO
05/2017 → 01/2018

Morgan Stanley

Denver, CO
08/2016 → 05/2017

Lxtc Lacrosse

Denver, CO
05/2016 → 09/2016

Mbhe Holdings

Denver, CO
01/2007 → 05/2018

University Of Denver

Denver, CO
09/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

1. LXTC Lacrosse; Not Investment related; Club Lacrosse Coach; Employee (proprietor, partner, officer, director, employee, trustee, agent); Jun 2015; During business hours: 100; After business hours: 0; coach tryouts, practices and games

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-25

S66 Uniform Combined State Law Examination

2018-10-25

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

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