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Andrea Saenz

Morgan Stanley

Denver, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-03
CO RA APPROVED 2025-05-08
  • TX RA
    APPROVED
    Since 2025-06-03
  • CO RA
    APPROVED
    Since 2025-05-08

Branch Locations

3033 East 1St Avenue Suite 820, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 06/2023 10/2024
Charles Schwab Lone Tree CO 01/2023 06/2023
Anas Beauty Salon Westminister CO 08/2021 01/2023
Tjx Boulder CO 08/2020 08/2021
Unemployed Denver CO 03/2020 08/2020
Gordos Mexican Restaurant Denver CO 03/2017 03/2020
Unemployed Denver CO 03/2013 03/2017
Morgan Stanley Denver CO 11/2024 Present
  • 06/2023 → 10/2024
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 01/2023 → 06/2023
    Charles Schwab
    Lone Tree, CO
  • 08/2021 → 01/2023
    Anas Beauty Salon
    Westminister, CO
  • 08/2020 → 08/2021
    Tjx
    Boulder, CO
  • 03/2020 → 08/2020
    Unemployed
    Denver, CO
  • 03/2017 → 03/2020
    Gordos Mexican Restaurant
    Denver, CO
  • 03/2013 → 03/2017
    Unemployed
    Denver, CO
  • 11/2024 → Present
    Morgan Stanley
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-07
S63 Uniform Securities Agent State Law Examination 2023-10-18
  • S66 Uniform Combined State Law Examination
    2025-05-07
  • S63 Uniform Securities Agent State Law Examination
    2023-10-18

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
DREAM U.S. MANAGER LLC
KSL CAPITAL PARTNERS
CIBC PRIVATE WEALTH ADVISORS, INC.
RAYMOND JAMES & ASSOCIATES, INC.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

TRISHA RENEA MINGO
Nicholas Dean Phillips
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP
MADISON ANNE CARTER

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
RAYMOND JAMES & ASSOCIATES, INC. · DENVER, CO

More in Denver, CO

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