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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-20 |
| CO | RA | APPROVED | 2009-06-01 |
Branch Locations
Cherry Hills Village, CO • United States
3033 East 1St Avenue Suite 820, Denver, CO 80206 • United States
1550 Market Street Suite 600, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Denver | CO | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*601290 - Kukulu Ranch LLC; Investment related: Yes; Cherry Hills Village, Colorado; Restaurant/Bar/Nightclub; Other (proprietor, partner, officer, director, employee, trustee, agent); 07/2024; During business hours: 0; After business hours: 0; Other
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-29 |
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