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Nicholas Michael Yip

Morgan Stanley

Denver, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-20
CO RA APPROVED 2016-09-27
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • CO RA
    APPROVED
    Since 2016-09-27

Branch Locations

3033 East 1St Avenue Suite 820, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Midvale UT 06/2013 09/2016
Davidson Fixed Income Management, Inc. Midvale UT 09/2014 09/2016
Morgan Stanley Denver CO 09/2016 Present
Morgan Stanley Private Bank, National Association New York NY 12/2016 Present
  • 06/2013 → 09/2016
    D.A. Davidson & Co.
    Midvale, UT
  • 09/2014 → 09/2016
    Davidson Fixed Income Management, Inc.
    Midvale, UT
  • 09/2016 → Present
    Morgan Stanley
    Denver, CO
  • 12/2016 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2014-12-22 → 2016-10-11
    Davidson Fixed Income Management, Inc.
    Midvale, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-20
S63 Uniform Securities Agent State Law Examination 2003-09-22
  • S65 Uniform Investment Adviser Law Examination
    2014-12-20
  • S63 Uniform Securities Agent State Law Examination
    2003-09-22
Other Names
  • Nik Michael Yip

View on SEC IAPD

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ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
MADISON ANNE CARTER

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
RAYMOND JAMES & ASSOCIATES, INC. · DENVER, CO

More in Denver, CO

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