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Karina Mendoza

Ubs Financial Services Inc.

La Jolla, CA

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-02-10
  • CA RA
    APPROVED
    Since 2020-02-10

Branch Locations

1200 Prospect Street Suite 100, La Jolla, CA 92037 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch San Diego CA 06/2017 08/2017
Merrill Lynch San Diego CA 05/2018 11/2018
Ymca San Diego County San Diego CA 09/2014 08/2019
San Diego State University San Diego CA 08/2014 05/2018
Ubs Financial Services Inc. La Jolla CA 02/2019 Present
  • 06/2017 → 08/2017
    Merrill Lynch
    San Diego, CA
  • 05/2018 → 11/2018
    Merrill Lynch
    San Diego, CA
  • 09/2014 → 08/2019
    Ymca San Diego County
    San Diego, CA
  • 08/2014 → 05/2018
    San Diego State University
    San Diego, CA
  • 02/2019 → Present
    Ubs Financial Services Inc.
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-08
  • S66 Uniform Combined State Law Examination
    2020-02-08

View on SEC IAPD

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Other Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA
WEDBUSH SECURITIES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
HAMILTON MANOR & ASSOCIATES · LA JOLLA, CA
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