UBS FINANCIAL SERVICES INC.

1735 MARKET STREET, 44th Floor MELLON BANK CTR., PHILADELPHIA, PA 19103

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Registered Advisors 39

STEPHANIE N. COHAN IGOR HARLAP BRADFORD SCOTT BERNSTEIN ROBERT RAY HUTCHINSON AMANDA BAGNOLI JOHN MICHAEL SANTORO RUDOLPH TILOTTA MATTHEW K TOMPKINS CLAUDEL DEMOSTHENE CRAIG STEPHEN DOWALO JASON A CHECKSFIELD DAVID CHARLES MARSHALL BRIAN A. CATANELLA Jennifer Glenn SCOTT T. ATKINS STEPHANIE BROOKE REINER MARIAM ADAMS MEGHAN MCGOWAN Mark Thomas Giordano Tyler Bernard Millan Jeffrey Daren Ragatz Christopher Hidalgo Oliver Palone Jaisel Amee Alagiri Enoch Hyunmin Woo GUARIONEX ORTIZ Kenneth Catanella JAMES D. TRAVIS CHEWEN YARNG Kevin Michael Sullivan KENNETH GEORGE CATANELLA NEIL ALAN NEWMAN ELAINA S. SPILOVE LEWIS COHEN JANE HYNES ROBINSON JANE ELIZABETH MORGAN Adam Mark Conish Andrew Dexter McIntyre Christian Jacob Boynton

Name
STEPHANIE N. COHAN
IGOR HARLAP
BRADFORD SCOTT BERNSTEIN
ROBERT RAY HUTCHINSON
AMANDA BAGNOLI
JOHN MICHAEL SANTORO
RUDOLPH TILOTTA
MATTHEW K TOMPKINS
CLAUDEL DEMOSTHENE
CRAIG STEPHEN DOWALO
JASON A CHECKSFIELD
DAVID CHARLES MARSHALL
BRIAN A. CATANELLA
Jennifer Glenn
SCOTT T. ATKINS
STEPHANIE BROOKE REINER
MARIAM ADAMS
MEGHAN MCGOWAN
Mark Thomas Giordano
Tyler Bernard Millan
Jeffrey Daren Ragatz
Christopher Hidalgo
Oliver Palone
Jaisel Amee Alagiri
Enoch Hyunmin Woo
GUARIONEX ORTIZ
Kenneth Catanella
JAMES D. TRAVIS
CHEWEN YARNG
Kevin Michael Sullivan
KENNETH GEORGE CATANELLA
NEIL ALAN NEWMAN
ELAINA S. SPILOVE
LEWIS COHEN
JANE HYNES ROBINSON
JANE ELIZABETH MORGAN
Adam Mark Conish
Andrew Dexter McIntyre
Christian Jacob Boynton

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Address

Street	1735 MARKET STREET, 44th Floor MELLON BANK CTR.
City	PHILADELPHIA
State	PA
ZIP	19103
Country	United States

Firm

UBS FINANCIAL SERVICES INC.

Legal Name	UBS FINANCIAL SERVICES INC.
SEC #	801-7163
CRD #	8174
Region	NYRO
Umbrella	N

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