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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-25 |
| NJ | RA | APPROVED | 2021-11-22 |
| PA | RA | APPROVED | 2012-09-05 |
Branch Locations
1735 Market Street, 44Th Floor Mellon Bank Ctr., Philadelphia, PA 19103 • United States
Moorestown, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Philadelphia | PA | 06/2008 | Present |
1)PHILADELPHIA SHRM C/O SEAMLESS EVENTS INC.-P.O. BOX 1155, HAVERTOWN,PA 19083-NON-INVESTMENT RELATED-MEMBER-NON-PROFIT-4 HOURS PER MONTH-NON-TRADING HOURS-EFF: 11-3-08. 2)TESSERACT SCHOOL / 4800 E. DOUBLETREE RANCH ROAD PARADISE VALLEY AZ 85253 / EDUCATION / FINANCE COMMITTEE / DETERMINE TUITION AND EXPENSES / START DATE 01/26/2012. 3)NAPA (NATIONAL ASSOCIATION OF PLAN ADVISORS) / 4245 N. FAIRFAX DRIVE SUITE 750 ARLINGTON,VA 22203 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...)/ SERVICES (BUSINESS, PROFESSIONAL, SUPPORT) / GOVERMENT AFFAIRS COMMITTEE FOR RETIREMENT PLAN INDUSTRY / OTHER / GENERAL COMMITTEE POSITION / MONTHLY CALLS ON RETIREMENT PLAN REGULATORY LANDSCAPE / START DATE 5/1/2013 / 1 HOUR PER MONTH FOR MONTHLY CALL 4) UrbanPromise Ministries / 3700 Rudderow St. Pennsauken Township,NJ 08110 / Other/ Other Non-Profit / Non-Profit / Member of Board of Directors / / Meet quarterly to discuss status of the organization / Start Date 06/01/2014 / 5) UrbanPromise Ministries / 3700 Rudderow St. Pennsauken Township,NJ 08110 / Other/ Education / Not Applicable / Other / Executive Committe of the Board of Directors / Vice Chairman to the Board of Directors / Start Date 06/20/2017/ Charitable Organization / 6) Brian Catanella, author / Writing a book that is being self-published for distribution. / 6 Cambridge Court, Moorestown, New Jersey 08057 / I have written a book and will be using a self-publisher to print and distribute / Start Date 3/2/2020 7) First Presbyterian Church of Moorestown / Not Investment Related / Church / 101 Bridgeboro Road, Moorestown, NJ, 08057 / Overseeing facilities, programs and budget for the church / Start Date: 7/1/2022 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-05 |
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