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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-25
NJ RA APPROVED 2021-11-22
PA RA APPROVED 2012-09-05
  • TX RA
    APPROVED_RES
    Since 2025-08-25
  • NJ RA
    APPROVED
    Since 2021-11-22
  • PA RA
    APPROVED
    Since 2012-09-05

Branch Locations

1735 Market Street, 44Th Floor Mellon Bank Ctr., Philadelphia, PA 19103 • United States

Moorestown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Philadelphia PA 06/2008 Present
  • 06/2008 → Present
    Ubs Financial Services
    Philadelphia, PA
Previous Registrations
Other Businesses

1)PHILADELPHIA SHRM C/O SEAMLESS EVENTS INC.-P.O. BOX 1155, HAVERTOWN,PA 19083-NON-INVESTMENT RELATED-MEMBER-NON-PROFIT-4 HOURS PER MONTH-NON-TRADING HOURS-EFF: 11-3-08. 2)TESSERACT SCHOOL / 4800 E. DOUBLETREE RANCH ROAD PARADISE VALLEY AZ 85253 / EDUCATION / FINANCE COMMITTEE / DETERMINE TUITION AND EXPENSES / START DATE 01/26/2012. 3)NAPA (NATIONAL ASSOCIATION OF PLAN ADVISORS) / 4245 N. FAIRFAX DRIVE SUITE 750 ARLINGTON,VA 22203 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...)/ SERVICES (BUSINESS, PROFESSIONAL, SUPPORT) / GOVERMENT AFFAIRS COMMITTEE FOR RETIREMENT PLAN INDUSTRY / OTHER / GENERAL COMMITTEE POSITION / MONTHLY CALLS ON RETIREMENT PLAN REGULATORY LANDSCAPE / START DATE 5/1/2013 / 1 HOUR PER MONTH FOR MONTHLY CALL 4) UrbanPromise Ministries / 3700 Rudderow St. Pennsauken Township,NJ 08110 / Other/ Other Non-Profit / Non-Profit / Member of Board of Directors / / Meet quarterly to discuss status of the organization / Start Date 06/01/2014 / 5) UrbanPromise Ministries / 3700 Rudderow St. Pennsauken Township,NJ 08110 / Other/ Education / Not Applicable / Other / Executive Committe of the Board of Directors / Vice Chairman to the Board of Directors / Start Date 06/20/2017/ Charitable Organization / 6) Brian Catanella, author / Writing a book that is being self-published for distribution. / 6 Cambridge Court, Moorestown, New Jersey 08057 / I have written a book and will be using a self-publisher to print and distribute / Start Date 3/2/2020 7) First Presbyterian Church of Moorestown / Not Investment Related / Church / 101 Bridgeboro Road, Moorestown, NJ, 08057 / Overseeing facilities, programs and budget for the church / Start Date: 7/1/2022 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-05
  • S66 Uniform Combined State Law Examination
    2004-08-05
Other Names
  • Brian Anthony Catanella

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