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Christopher J Nixon

Charles Schwab & Co., Inc.

Philadelphia, PA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-06-23
  • PA RA
    APPROVED
    Since 2015-06-23

Branch Locations

1650 Market Street Suite 102, Philadelphia, PA 19103-7301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Philadelphia PA 05/2015 Present
Charles Schwab Bank, Ssb Philadelphia PA 05/2015 Present
Previous Registrations
  • 2022-09-16 → 2022-10-14
    Td Ameritrade, Inc.
    Philadelphia, PA
    Cranberry Township, PA
    Philadelphia, PA
    Marlton, NJ
  • 2009-04-24 → 2015-05-26
    Usaa Financial Planning Services
    San Antonio, TX
    Tampa, FL
  • 2005-10-04 → 2009-03-30
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wilmington, DE
    Wilmington, DE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-01
  • S66 Uniform Combined State Law Examination
    2005-10-01
Other Names
  • Christopher J Nixon
  • Christopher J Nixon

View on SEC IAPD

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GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
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J.P. MORGAN SECURITIES LLC · Philadelphia, PA
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