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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-10-21
  • PA RA
    APPROVED
    Since 2019-10-21

Branch Locations

1735 Market Street, 44Th Floor Mellon Bank Ctr., Philadelphia, PA 19103 • United States

Wayne, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Global Asset Management New York NY 03/2012 10/2018
Ubs Global Wealth Management Philadelphia PA 10/2018 Present
  • 03/2012 → 10/2018
    Ubs Global Asset Management
    New York, NY
  • 10/2018 → Present
    Ubs Global Wealth Management
    Philadelphia, PA
Other Businesses

Name of Business- Miami Nation Enterprises. / Address- Miami, FL 74354 / Investment Related- NO / Nature - Member of Board of Directors / Role - Member of Board of directors / Duty- Zoom Meetings monthly and 2-4 in person visits per year to discuss and accomplish administrative tasks regarding the investments made by MNE / Start Date- 2/1/2024 / Time Required- NO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-03
  • S66 Uniform Combined State Law Examination
    2013-07-03
Other Names
  • Scott Thomas Atkins
  • Scott Atkins

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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