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Lewis Cohen

Ubs Financial Services Inc.

Philadelphia, PA

Highland Beach, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-11-15
PA RA APPROVED 2012-12-11
TX RA APPROVED_RES 2002-09-19
  • FL RA
    APPROVED
    Since 2016-11-15
  • PA RA
    APPROVED
    Since 2012-12-11
  • TX RA
    APPROVED_RES
    Since 2002-09-19

Branch Locations

1735 Market Street, 44Th Floor Mellon Bank Ctr., Philadelphia, PA 19103 • United States

Highland Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Philadelphia PA 07/1990 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-12-28
  • S63 Uniform Securities Agent State Law Examination
    1982-12-28
Other Names
  • Lew Cohen

View on SEC IAPD

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