Mariam Adams

Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-09
NY	RA	APPROVED	2026-06-05

TX RA
APPROVED_RES

Since 2026-06-09
NY RA
APPROVED

Since 2026-06-05

Branch Locations

New Paltz, NY • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

40 A Grove St., Suite 200, Pittsford, NY 14534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
&Partners	Nashville	TN	06/2026	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	12/2014	05/2024
Bank Of America, N.A.	New York	NY	05/2015	05/2024
Ubs Financial Services	Philadelphia	PA	05/2024	05/2026

06/2026 → Present

&Partners

Nashville, TN
12/2014 → 05/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
05/2015 → 05/2024

Bank Of America, N.A.

New York, NY
05/2024 → 05/2026

Ubs Financial Services

Philadelphia, PA

Previous Registrations

2024-05-31 → 2026-06-17

Ubs Financial Services Inc.

Philadelphia, PA

New Paltz, NY
2015-03-11 → 2024-06-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY

New Paltz, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-10

S66 Uniform Combined State Law Examination

2015-03-10

Other Names

Mariam Ozaltin

View on SEC IAPD