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Mark Thomas Giordano

Ubs Financial Services Inc.

Philadelphia, PA

Philadelphia, PA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-02
  • PA RA
    APPROVED
    Since 2026-04-02

Branch Locations

Philadelphia, PA • United States

1735 Market Street, 44Th Floor Mellon Bank Ctr., Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Securities Llc New York NY 02/2024 12/2025
Washington Township Health Department Township Of Washington NJ 08/2023 12/2023
Boston College Chestnut Hill MA 08/2019 05/2023
Gill St. Bernards School Gladstone NJ 08/2011 06/2019
Unemployed N/A NJ 05/2023 08/2023
Ubs Financial Services Inc. Philadelphia PA 12/2025 Present
  • 02/2024 → 12/2025
    Ubs Securities Llc
    New York, NY
  • 08/2023 → 12/2023
    Washington Township Health Department
    Township Of Washington, NJ
  • 08/2019 → 05/2023
    Boston College
    Chestnut Hill, MA
  • 08/2011 → 06/2019
    Gill St. Bernards School
    Gladstone, NJ
  • 05/2023 → 08/2023
    Unemployed
    N/A, NJ
  • 12/2025 → Present
    Ubs Financial Services Inc.
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-02
S63 Uniform Securities Agent State Law Examination 2024-03-08
  • S65 Uniform Investment Adviser Law Examination
    2026-04-02
  • S63 Uniform Securities Agent State Law Examination
    2024-03-08
Other Names
  • Mark Thomas Giordano
  • Mark Giordano

View on SEC IAPD

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