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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-25 |
| PA | RA | APPROVED | 2015-06-16 |
| TX | RA | APPROVED | 2015-06-16 |
Branch Locations
1600 Jfk Blvd, Philadelphia, PA 19103 • United States
One Bryant Park Pbig - New York, New York, NY 10036 • United States
Haverford, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 06/2015 | Present |
| Bank Of America, N.A. | Philadelphia | PA | 08/2015 | Present |
I*2287276, Entity Type: Fiduciary role Name of OBA: J T M, Address: Lakewood, New Jersey, 08701, Investment Related: No, Position, Title, Association: Power of Attorney, Employee State Date: 02-Apr-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Power of Attorney for parentI*2675266, Entity Type: , Name of OBA: JTM , Address: Haverford, Pennsylvania, 19041, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 31-Jul-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: Power of Attorney for parent I*3650267 Entity Type: N/A Name of OBA: HADLEY C MCCORMACK = H C M Address: Haverford, Pennsylvania, 19041 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/27/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Child/Grandchild I*3652268 Entity Type: N/A Name of OBA: WILLIAM E MCCORMACK JR = W E M J Address: Haverford, Pennsylvania, 19041 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/27/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-22 |
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