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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-25
PA RA APPROVED 2015-06-16
TX RA APPROVED 2015-06-16
  • NY RA
    APPROVED
    Since 2024-06-25
  • PA RA
    APPROVED
    Since 2015-06-16
  • TX RA
    APPROVED
    Since 2015-06-16

Branch Locations

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Haverford, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 06/2015 Present
Bank Of America, N.A. Philadelphia PA 08/2015 Present
Previous Registrations
  • 2011-05-11 → 2015-06-25
    Barclays Capital Inc.
    Philadelphia, PA
Other Businesses

I*2287276, Entity Type: Fiduciary role Name of OBA: J T M, Address: Lakewood, New Jersey, 08701, Investment Related: No, Position, Title, Association: Power of Attorney, Employee State Date: 02-Apr-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Power of Attorney for parentI*2675266, Entity Type: , Name of OBA: JTM , Address: Haverford, Pennsylvania, 19041, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 31-Jul-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: Power of Attorney for parent I*3650267 Entity Type: N/A Name of OBA: HADLEY C MCCORMACK = H C M Address: Haverford, Pennsylvania, 19041 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/27/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Child/Grandchild I*3652268 Entity Type: N/A Name of OBA: WILLIAM E MCCORMACK JR = W E M J Address: Haverford, Pennsylvania, 19041 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/27/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Child/Grandchild

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-10
S63 Uniform Securities Agent State Law Examination 2002-11-22
  • S65 Uniform Investment Adviser Law Examination
    2011-05-10
  • S63 Uniform Securities Agent State Law Examination
    2002-11-22
Other Names
  • William E Mccormack

View on SEC IAPD

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