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David Charles Marshall

Ubs Financial Services Inc.

Avalon, NJ

Philadelphia, PA

Philadelphia, PA

Phoenixville, PA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-08-23
TX RA APPROVED_RES 2009-06-24
  • PA RA
    APPROVED
    Since 2012-08-23
  • TX RA
    APPROVED_RES
    Since 2009-06-24

Branch Locations

Avalon, NJ • United States

1735 Market Street, 44Th Floor Mellon Bank Ctr., Philadelphia, PA 19103 • United States

Mellon Bank Center 1735 Market Street, Philadelphia, PA 19103 • United States

Phoenixville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Srvices Inc Philadelphia PA 05/2005 Present
  • 05/2005 → Present
    Ubs Financial Srvices Inc
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-18
  • S66 Uniform Combined State Law Examination
    2005-08-18
Designations

View on SEC IAPD

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