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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-07-27
PA RA APPROVED 2022-08-04
  • NJ RA
    APPROVED
    Since 2026-07-27
  • PA RA
    APPROVED
    Since 2022-08-04

Branch Locations

1735 Market Street, 44Th Floor Mellon Bank Ctr., Philadelphia, PA 19103 • United States

Haddon Township, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Philadelphia PA 12/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-04
  • S66 Uniform Combined State Law Examination
    2022-08-04

View on SEC IAPD

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