Best Investors Account Sign in

Kenneth Catanella

Ubs Financial Services Inc.

Philadelphia, PA

Rocklin, CA

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-10
TX RA APPROVED 2024-01-17
PA RA APPROVED 2023-11-03
  • CA RA
    APPROVED
    Since 2024-06-10
  • TX RA
    APPROVED
    Since 2024-01-17
  • PA RA
    APPROVED
    Since 2023-11-03

Branch Locations

1735 Market Street, 44Th Floor Mellon Bank Ctr., Philadelphia, PA 19103 • United States

Rocklin, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Philadelphia PA 06/2023 Present
Hays Talent Solutions, Llc Tampa FL 12/2022 06/2023
Sacramento Kings Limited Partnership Sacramento CA 05/2016 04/2022
Unemployed Rocklin CA 04/2022 12/2022
  • 06/2023 → Present
    Ubs Financial Services, Inc.
    Philadelphia, PA
  • 12/2022 → 06/2023
    Hays Talent Solutions, Llc
    Tampa, FL
  • 05/2016 → 04/2022
    Sacramento Kings Limited Partnership
    Sacramento, CA
  • 04/2022 → 12/2022
    Unemployed
    Rocklin, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-03
  • S66 Uniform Combined State Law Examination
    2023-11-03
Other Names
  • Kenneth Nicholas Catanella

View on SEC IAPD

Other Firms

GLENMEDE INVESTMENT MANAGEMENT, LP
CLARK CAPITAL MANAGEMENT GROUP INC
GLOBAL ADVISERS, LLC
BIOPHY CAPITAL MANAGEMENT LLC
VERITABLE FINANCIALS LLC
CHARLES SCHWAB & CO., INC.
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC

Other Investors

JASON DOUGLAS PRIDE
SEAN EDWARD HERON
MICHAEL CRAVENS CROW
Adam Mark Conish
VICTOR TRAN
Eric Jason Richman
Mark Fleming
Christopher J Nixon

Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA

More in Philadelphia, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor