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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-07-06 |
| PA | RA | APPROVED | 2012-12-04 |
| TX | RA | APPROVED_RES | 2006-01-05 |
Branch Locations
1735 Market Street, 44Th Floor Mellon Bank Ctr., Philadelphia, PA 19103 • United States
Mellon Bank Center 1735 Market Street, Philadelphia, PA 19103 • United States
Avalon, NJ • United States
Wallingford, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Philadelphia | PA | 02/2000 | Present |
263 80th. Street Avalon NJ. 100%, Yes/ Yes/ 7/20/18
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-03 |
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