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Craig Stephen Dowalo

Ubs Financial Services Inc.

Philadelphia, PA

Philadelphia, PA

Philadelphia, PA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-08-21
  • PA RA
    APPROVED
    Since 2012-08-21

Branch Locations

1735 Market Street, 44Th Floor Mellon Bank Ctr., Philadelphia, PA 19103 • United States

Mellon Bank Center 1735 Market Street, Philadelphia, PA 19103 • United States

535 Manton Street, Philadelphia, PA 19147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Philadelphia PA 10/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-12
S63 Uniform Securities Agent State Law Examination 1999-05-21
  • S65 Uniform Investment Adviser Law Examination
    2011-08-12
  • S63 Uniform Securities Agent State Law Examination
    1999-05-21

View on SEC IAPD

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